Exploring Intermediary Liability In Crowdfunding
In the newly implemented Regulation Crowdfunding rules, the SEC identified intermediaries as the gatekeepers through which all investments must pass. In an article for Law360, associate Kirsten Hart discusses how intermediaries provide both a platform and an enforcement mechanism in this new marketplace, and thus are subject to unique liability. And as Ms. Hart previously covered for Law360, the SEC’s recently debuted regulations limit issuer, investor, and intermediary opportunities alike in the regulation crowdfunding space.
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